Legal Outsourcing
Large investment businesses have large legal and compliance staffs
but for smaller institutions, the challenge of attracting and
retaining in-house lawyers with sufficient expertise at a cost that
isnt prohibitive can be daunting, if not impossible. Obtaining
these services from law firms is obviously an alternative, but
someone inside the company someone who knows its needs and how to
manage the lawyers has to remain involved -- a task that takes
time away from other responsibilities. Yet the failure to pay close
attention to legal and compliance issues is a risk that is too great
to take.
To solve this difficult problem, Go4Customer has developed a series
of staffing alternatives giving our clients the option to choose
between one time or ongoing services appropriate to their needs.
Using our unique combination of regulatory and business experience,
we are prepared to provide one or more of the following:
Setting up and documenting hedge funds and funds of funds
Registering broker-dealers, investment advisors, commodity pools
and commodity trading advisors
Drafting compliance and supervisory procedures
Performing legal due diligence
Assisting in regulatory examinations
Monitoring compliance with firm policies and regulatory
requirements
Creating and documenting new products
Drafting and negotiating contracts
Conducting special reviews
Advising boards and senior management on legal and reputational
risks
Serving as outside general counsel
